Experienced Investment Transactions Attorney
Structure Your Capital Raise with Strategic, Investor-Ready Legal Guidance
Raising capital is a defining moment in a company’s growth. As an experienced investment transactions attorney, I help founders and growth-stage companies structure financings that align ownership, protect long-term value, and stand up to investor scrutiny.
Why Investment Structure Matters
Capital Brings Opportunity — and Complexity
Every financing round reshapes your company. Ownership percentages shift. Control rights change. New stakeholders enter the picture.
Poorly structured investment transactions can create long-term governance challenges, dilution concerns, and investor conflicts that surface years later.
Investors conduct careful legal due diligence before committing capital. Clear documentation, well-structured terms, and compliance with applicable securities laws are critical to maintaining credibility and deal momentum.
Working with an experienced investment transactions attorney helps ensure your financing supports growth rather than creating hidden risk.
Our Investment Transaction Legal Services
Investment transactions must balance founder interests, investor protections, and regulatory compliance.
As a startup financing lawyer, I assist with:
- Equity financings and preferred stock issuances
- SAFE agreements and convertible notes
- Venture capital and angel investment documentation
- Securities law compliance and offering structuring
- Shareholder and investor rights agreements
Each transaction is structured with long-term strategy in mind—so the company remains flexible for future rounds, acquisitions, or exit planning.
A Strategic, Business-Focused Approach
31+ Years Advising Founders and Growth Companies
Brent Britton Legal PLLC works with companies navigating formation, financing, scaling, and exit events.
With more than three decades of experience in business, technology, and IP-driven ventures, I approach investment transactions with a practical perspective. My goal is not simply closing the round—it is positioning the company for its next stage of growth.
This includes aligning financing documents with governance structures, founder agreements, and long-term capitalization strategy.
If you are looking for an investment transactions attorney who understands startup dynamics and investor expectations, Brent Britton Legal PLLC provides experienced, strategic counsel.
Reducing Risk in Investment Transactions
Investment transactions involve more than valuation and term sheets.
They require careful attention to:
- Dilution and capitalization structure
- Control rights and board composition
- Investor protections and preferences
- Securities compliance requirements
- Long-term exit implications
Addressing these issues proactively helps prevent disputes, stalled negotiations, and regulatory exposure. Strong documentation builds investor confidence and supports efficient deal execution.
Schedule an Investment Strategy Call
Preparing for a financing round or negotiating investment terms?
Schedule a one-on-one strategy session with Brent Britton Legal PLLC to:
- Evaluate your capital structure
- Review proposed term sheets
- Identify legal and regulatory risks
- Structure investment agreements aligned with your long-term goals
Capital should accelerate your company—not complicate it.
Frequently Asked Questions
What is an investment transaction in a startup?
An investment transaction occurs when a company raises capital in exchange for equity or convertible securities. This can include preferred stock offerings, SAFE agreements, convertible notes, or other structured financing instruments.
What is the difference between a SAFE and a convertible note?
A SAFE (Simple Agreement for Future Equity) provides investors the right to receive equity in a future financing round without accruing interest or having a maturity date. A convertible note is a debt instrument that converts into equity later and typically includes interest and a maturity date.
The appropriate structure depends on the company’s stage, valuation expectations, and investor preferences.
Do startups need a lawyer for early-stage fundraising?
Yes. Even early-stage investments involve securities laws, ownership implications, and long-term governance considerations. Proper legal guidance helps ensure compliance and prevents structural problems in future funding rounds.
How can investment structure affect founder control?
Investment agreements often include voting rights, board seats, protective provisions, and liquidation preferences. These terms can significantly impact control and economic outcomes over time. Careful structuring helps maintain alignment between founders and investors.
What documents are typically involved in a venture capital financing?
Common documents include:
- Term sheet
- Stock purchase agreement
- Investor rights agreement
- Voting agreement
- Right of first refusal and co-sale agreement
- Amended charter documents
Each document must align with the company’s broader governance and capitalization structure.
